Cost effective ways to leave no-one behind in rural water and sanitation – Summary on the RWSN E-discussion

The e-discussion on the topic of “Cost effective ways to leave no-one behind in rural water and sanitation” has come to an end and we are very grateful for the 40+ participants who actively took part. A summary of the e-discussion can be found here. Additionaly, we as moderators want to share our own summary of the discussion in this short blog.

Authors: Julia Boulenouar, Louisa Gosling, Guy Hutton, Sandra Fürst, Meleesa Naughton.

As duty bearers for the realisation of human rights to safe drinking water, States have the responsibility to ensure that no-one is left behind. And the SDG framework clearly sets out the need for all stakeholders to work together on the challenge. This e-discussion was an opportunity for diverse members of the Rural Water Supply Network to share lessons and views on how this can be done.

Reminding ourselves of the challenge at stake: since the SDG WASH targets 6.1 and 6.2 were adopted in 2015, the sector has been thinking hard about how to finance the ambitious goal of providing access to safely managed WASH services for everyone, everywhere and forever. This ambition is even more challenging in rural areas, where coverage levels are lower and the unserved include remote communities which are harder to reach and often poorer.

In order to develop a credible financial strategy to achieve this ambition and leverage resources, governments and sector stakeholders need to determine the real costs involved (not only to provide first time access for a few, but sustainable services for all) and the sources of funding that are available and can be mobilised. It needs credible data on those aspects as well as on the population served and unserved, including the most vulnerable groups.

What we already know about the cost of providing WASH services: the costs of providing services rely on many factors and the WASH Cost initiative led by IRC has helped to identify 6 categories beyond capital expenditure to include among others, operation and maintenance, capital maintenance expenditure and direct support. We know that some of these cost categories are largely unknown and as a result, not planned, not budgeted and not financed. This is the case for capital maintenance expenditure and for direct support costs (generally referring to costs for local government to support service providers).

In terms of actual costs, a World Bank study of 2016 showed that $114 billion per year would be needed globally to cover capital costs and roughly the same for operation and maintenance.

What we know less about is the real cost of providing services to all, especially for those left behind (including those marginalised and those discriminated against) and this is because limited data are available. We also recognise that beyond the 6 generic cost categories, many costs are unknown and neglected and these include:

  • the non-financial time costs of WASH access,
  • the cost of taking time to properly understand demand, recognising gender differences and diverse perspectives,
  • the cost of strengthening skills and stakeholder capacity to fulfil their mandate, particularly service authorities and service providers,
  • the cost of corruption,
  • the time and cost of including people with disabilities and others who are socially excluded in services.

These can be seen as cost drivers rather than additional categories, but should be thought through, every time services are planned for.

Who is currently financing this goal and who should do more? Leaving no one behind is the responsibility of national governments. They need to mobilise funding through a combination of sources, including government (taxes), development partners (transfers) and users (tariffs). This is usually known as the “3Ts”. In some contexts, the private sector may have a role to play in investing in water services. However, results from countries that conducted to identify and track WASH financing with the UN-Water tool TrackFin, show that the main contributors for the sector are by far the users who are paying for their own services through capital investment (Self-supply) and through water tariffs (operation and maintenance). In that context, should we consider revising the “3Ts” to “3Ts and S” to acknowledge the importance of Self-supply in the mix of services? And should we also add a 4th T for time to recognise the extent of unpaid labour, especially that of women, on which rural water supply depends? And should we recognise the time used to travel to a place of open defecation or also the waiting time for shared sanitation?

In any case, given the magnitude of the challenge, governments should mobilise additional funding for the WASH sector and coordinate efforts at all levels to ensure cost-effectiveness and efficiency, particularly in resource-constrained environments. Developing WASH plans at sub-national level could be a good way to strengthening governance and coordination, and maximise cost-effectiveness.

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What about serving those that cannot afford to pay? Those currently left behind include communities located in rural and remote areas who are often the poorest and currently rely on Self-supply. For those who cannot afford to pay and to address the issue of leaving no-one behind, various areas can be investigated:

  • Defining and measuring users’ affordability
  • Considering low-cost technology options such as Self-supply but only if accompanied by long-term support from local and national government (including through regulation)
  • Making sure the solutions are acceptable and accessible for all – taking into account gender, disability, and cultural preferences

This e-discussion has been useful at clarifying knowns and unknowns related to costing and financing services. Even though the issue of affordability has been touched on, many questions remain unanswered.

We think this discussion should continue and here are a few questions, which we still have in mind, but you might have many more:

  • Who are populations left behind in different contexts (including the marginalised and discriminated against) and how can we define and identify them?
  • What are the ongoing costs of reaching everyone (including the aspects listed above)?
  • If users are those paying the majority of WASH supply costs, how do we deal with those who cannot afford to pay?
  • What mechanisms can be introduced to set tariffs appropriately, whilst also covering the costs of long-term service provision?
  • What are the examples of supported Self-supply that have been successful?
  • What are the specific roles of local government in ensuring no-one is left behind?

Continue the discussion with us and post your answers below or sent your contribution to the RWSN e-discussion group.

Photo credits (top to bottom): Dominic Chavez/World Bank; Alan Piazza / World Bank; Arne Hoel / World Bank; Gerardo Pesantez / World Bank

Leo Heller on : Regulation of water and sanitation services

by Léo Heller, UN Special Rapporteur on the human rights to safe drinking water and sanitation

Re-posted from: https://medium.com/@SRWatSan/regulation-of-water-and-sanitation-services-bef44401caf4 

Report A/HRC/36/45, submitted by the Special Rapporteur to the Human Rights Council in September 2017, focuses on the role regulatory frameworks play in the implementation of the human rights to water and sanitation at national level.

art by aicoculturas / anderson augusto

Regulatory frameworks comprise the rules or standards defining how services should be provided to individuals in a given context, and the institutions responsible for monitoring service providers’ compliance with these norms and standards.

The number of States with a regulatory framework for water and sanitation services is increasing and so is the contingent of regulatory actors. However, there is no universal regulatory model. Regulation should be adapted to local circumstances, needs and challenges.

States have interpreted the role of regulation in various ways depending largely on the norms applicable to their particular context and corresponding needs, leading to a range of different institutional arrangements and regulatory models including self-regulation, regulation by contract and regulation by a separate regulatory body.

Being at the interface between policy-makers, service providers and users, while acting as guarantors of accountability, regulatory actors play an essential role in the realisation of the human rights to water and sanitation.

Continue reading “Leo Heller on : Regulation of water and sanitation services”

Cautiously optimistic

More useful analysis from the Triple-S team

water services that last

What will it take to create WASH sectors that work? 

By Patrick Moriarty, Harold Lockwood, and Sarah Carriger

Over the past few months in a series of posts we’ve been advocating for a change in the goal of the WASH sector – from increasing coverage to delivering a service over the long haul; from simply building infrastructure to building infrastructure and managing it into the future to provide services worthy of the name.

And we’ve been calling for a change in approach — from piecemeal projects to strengthening the whole system that delivers services.

We’ve shown how we’ve gone about supporting this type of change in Ghana together with the Community Water and Sanitation Agency, and we’ll continue posting examples from other countries where we’re working.

For now, in the final post in this series, we’d like to talk more about what committing to this change calls for from…

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Long, expensive & messy: the realities of sector change

Latest update from Triple-S

water services that last

By Patrick Moriarty, Harold Lockwood, Vida Duti and Sarah Carriger

In the last post in this series we described our approach to changing the whole system to deliver water services that people can count on: not just for a few years, but for life. We laid out the main phases in this change: initiation, learning and testing, and finally scaling-up and systemic impact. In this post we’d like to show you what that looks in the real world, using the example of our work in Ghana under the Triple-S (Sustainable Services at Scale) project.

One of the reasons we chose to work in Ghana was that it was typical of many countries: they’d made significant progress in increasing coverage, but they had significant problems, particularly in their rural water sector, with lack of financing for repairs and replacements, weak supply chains for spare parts, and poor support from local government…

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Everyone together for everyone forever: changing the whole system in practice

water services that last

by Patrick Moriarty and Harold Lockwood

In the first post in this series, we explained why we believe that a paradigm shift is needed in the WASH sector: moving beyond the construction of physical hardware to the universal provision of safe drinking water (and sanitation) services worthy of the name.

Because of the number of activities and actors involved, water and sanitation service delivery is inherently complex. And as much as we may be drawn to the idea of straightforward technological or market-based solutions, this complexity means such solutions will never get us all the way to sustainable services for everyone – particularly for the poorest people in the hardest to reach and most remote areas.

It is not enough that one individual or organisation begins to perform better or that an improvement is made in some technical aspect of service delivery. The whole system of individuals, organisations, technologies and…

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Changing the whole system to provide water, sanitation and hygiene services that last

water services that last

By Patrick Moriarty and Harold Lockwood –

For the last six years or so, primarily through our WASHCost and Triple-S initiatives, IRC has engaged deeply with the challenges of what it takes to provide sustainable water, sanitation and hygiene services. We think that we’ve identified many parts of the puzzle (and so have many others working in the same direction – we’re keenly aware that we’re not the only show in town) and we’ve been sharing these regularly through our websites, papers and blogs. But, what does it take for these piecemeal findings to be taken up and to lead to wholesale change: ensuring that the post-MDG goals of universal access with sustainable WASH services can be achieved by 2030?

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Who serves the in-betweeners?

water services that last

By: Marieke Adank, IRC

Small towns and peri-urban areas are by definition found in the grey area in between the truly urban and the truly rural. Also in terms of water supply, fifty shades of grey are found in these types of settlements. People living here often fall in between the cracks of urban utilities and rural water committees. Their water supplies have characteristics of both these service delivery models – though not necessarily the best of those two worlds.

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India rural water supply: an orphan of reforms?

water services that last

By V. Kurian Baby, India Country Director, IRC

Community rural water supply (RWS) in India is an orphan of partially implemented demand responsive sector reforms on the one hand and unsuccessful decentralisation on the other. Historically, rural water supply in India has been outside the sphere of governments (NRDWP 2013). The 73rd and 74th constitutional amendment (Act 1992) made drinking water and sanitation a constitutional mandate of the three tier system of Panchayat Raj Institutions (PRIs). Even after two decades, the decentralisation process is an unaccomplished dream lying between de-concentration and devolution. In many states the progress is either stalled or reversed.

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Users perception of rural water services in Ghana: A case of satisfaction or dissatisfaction?

water services that last

By: Tyhra Kumasi, Senior Research Officer, Triple-S Ghana

Dora is a 33 year old teacher living in Agbedrafo in the Akatsi South District. She depends on the only handpump in the community for her daily domestic chores; however she laments the difficulties in getting access to fetch water. According to Dora “even though fetching is on a first-come-first-serve basis, people bring very big receptacles and containers that makes it difficult, if not impossible, for others to get the opportunity to fetch. Because of this I am sometimes unable to fetch enough. In such a situation I borrow from a neighbour and replace later”. The problem with the borehole is that, after fetching the first few buckets it becomes difficult and hard to pump, one has to wait for a while, about 15 minutes to resume pumping for water. This is worse in the dry season, when she has to…

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Handpump management: a rearguard battle or a necessity?

Image
Stef Smits (IRC)

Summary of Post-Webinar Discussion on LinkedIn Group Regarding Handpump Management (click to read and join in)

Stef Smits summarises some key points arising from the webinar and the discussion that followed:

Handpumps have still a role to play in 1) small dispersed rural communities [of less than let’s say 2000 people], and in 2) bigger or more dense communities as a complementary or back-up source to piped supplies. They are and will remain an important source of supply and need to have proper management arrangements. These arrangements should – as much as possible – follow arrangements for other communal supplies, or even drawing on good practices from urban management and when they are located close to a town they could even be managed by an urban provider under a “service area” approach

Professional management arrangements exist, but they do cost. The case of Vergnet comes down then to about 3 US$/family/month or 36 US$/family/year. This is in line with the WASHCost findings, which showed that all minor O&M ánd capital maintenance would be about 3 US$/person/year, or some 15 US$/family/year. But if you add the costs of professional support to that (e.g. in the form of handpump mechanics, or local government support), another 15 US$/family/year should be added, summing to about 30 US$/family/year. So, if we accept that this figure gives the right of order magnitude, rightfully the question may be asked on who pays for what.

Continue reading “Handpump management: a rearguard battle or a necessity?”